Change in substantial holding
Released
Released
Announcement PDF
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme Immuron Limited
ACN/ARSN 063 114 045
1. Details of substantial holder (1)
Name
The Bank of New York Mellon Corporation (BNY) and each Group Entity
listed in Annexure A (Group Entity),(together BNY Group)
ACN/ARSN (if applicable)
There was a change in the interests of the
substantial holder on 29/September/2026
The previous notice was given to the company on 15/July/2026
The previous notice was dated 14/July/2026
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the
company or scheme, are as follows:
Class of securities (4) Previous notice Present notice
Person’s votes Voting power (5) Person’s votes Voting power (5)
Ordinary shares 144,017,280 44.61% 147,554,360* 45.70%*
*See Note 1
in Annexure
C
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of
the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are
as follows:
Date of
change
Person whose
relevant interest
changed
Nature of change (6) Consideration given in
relation to change (7)
Class and number
of securities
affected
Person's votes
affected
See
Annexure
B
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of
relevant
interest
Registered holder
of securities
Person entitled to be
registered as holder
(8)
Nature of relevant
interest (6)
Class and number
of securities
Person's votes
See
Annexure
C
604 Page 1 of 2 15 July 2001
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
BNY and each Group
Entity
Each Group Entity is an associate of BNY pursuant to section
12(2)(a) of the Corporations Act 2001 (Cth) as each entity
is directly or indirectly owned and controlled by BNY.
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
The Bank of New York
Mellon Corporation
240 Greenwich Street, New York, NY 10286 USA
Each Group Entity 240 Greenwich Street, New York, NY 10286 USA
Signature
print name Kevin Lockhart capacity Attorney-In-Fact
sign here date 30/September/2026
604 Page 2 of 2 15 July 2001
Annexure A
This is Annexure A of 1 page referred to in Form 604 Notice of Change of
Interests of Substantial Holder given by The Bank of New York Mellon
Corporation and its related bodies corporate
The Bank of New York Mellon Corporation is the ultimate parent company of a corporate group comprised of a large
number of operating and holding companies. Details of the entities directly owned and controlled by The Bank of
New York Mellon Corporation are listed below.
• The Bank of New York Mellon
print name Kevin Lockhart capacity______ Attorney-In-Fact
sign here date 30/September/2026_____________
Annexure B
Date of change
Person whose relevant interest
changed
Nature of Change
Consideration given in
relation to change
Class and number of
securities affected
(Ordinary Shares)
Person's votes
affected
27-Jul-2026 The Bank of New York Mellon Deposit of Securities N/A 100,000 100,000
08-Sep-2026 The Bank of New York Mellon Deposit of Securities N/A 920,000 920,000
09-Sep-2026 The Bank of New York Mellon Deposit of Securities N/A 900,000 900,000
10-Sep-2026 The Bank of New York Mellon Deposit of Securities N/A 541,200 541,200
14-Sep-2026 The Bank of New York Mellon Deposit of Securities N/A 295,400 295,400
23-Sep-2026 The Bank of New York Mellon Transfer out of securities N/A (120,000) (120,000)
29-Sep-2026 The Bank of New York Mellon Deposit of Securities N/A 900,480 900,480
Print Name - Kevin lockhart Capacity - Attorney - In - Fact
Sign Here Date - 30 September 2026
This is Annexure B of 1 page referred to in Form 604 Notice of Change of Interests of Substantial Holder
given by The Bank of New York Mellon Corporation and its related bodies corporate
Changes in relevant interests
Annexure C
This is Annexure C of 1 page referred to in Form 604 Notice of Change of
Interests of Substantial Holder given by The Bank of New York Mellon
Corporation and its related bodies corporate
Present relevant interests
Holder of relevant interest Natureof relevant interest C
lassandnumber of securities
The Bank of New York
Mellon (BNYM)
Remote Interest Held Under Deposit Agreement
Relevant interest under section 608(1)(c) of the
Corporations Act 2001 (Cth) arising from BNYM
having the limited power to dispose of, or control the
exercise of a power to dispose of, securities deposited
with or held by BNYM (or its custodian or agent) in its
capacity as depositary administering an ADR program
for Immuron Limited (Company) under the Deposit
Agreement dated May 31, 2017 between the
Company, holders of American depositary receipts
(ADRs) and BNYM (Deposit Agreement).
[*See Note 1 below].
147,554,360
ordinary shares
BNY Group (other than
BNYM)
Relevant interest under section 608(3)(a) and/or
section 608(3)(b) of the Corporations Act 2001 (Cth)
being a relevant interest held through a body
corporate (namely BNYM) in which the voting power of
each other entity in the BNYMC Group is above 20%,
or that each other entity in the BNYMC Group controls.
[*See Note 1 and Note 2 below]
147,554,360
ordinary shares
NOTES:
*Note 1: Of the total of 147,554,360 securities in which the BNY Group has a relevant interest, BNYM has a
relevant interest in 147,554,360 securities as depositary for Immuron Limited ADR program administered under
the Deposit Agreement. BNYM's relevant interest in these securities arises as a result of the Deposit Agreement
containing rights for BNYM to dispose of securities held under the ADR program in limited circumstances. Under
the Deposit Agreement, ADR holders retain their rights to dispose of those securities and to give voting instructions
for the exercise of voting rights attached to the securities. BNY Group's power to vote or dispose of these securities
is qualified accordingly.
*Note 2: Each Group Entity is a direct or indirect wholly owned subsidiary of BNY, the ultimate parent company.
Other than BNYM in respect of 147,554,360 securities (of which BNYM's power to only dispose of 147,554,360
securities is limited – see Note 1), none of the BNY Group entities are entitled to be registered as holder of the
securities and their power to vote or dispose of the securities is qualified accordingly.
print name Kevin Lockhart capacity_ Attorney-In-Fact
sign here date 30/September/2026_____________
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