Change in substantial holding
Released
Released
Announcement PDF
604
Page 1 of 3 15 July 2001
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
Immuron Limited
ACN/ARSN
063 114 045
1. Details of substantial holder (1)
Name
Grandlodge Pty Ltd
ACN/ARSN (if applicable)
056 187 467
There was a change in the interests of the
substantial holder on
16/ June / 2017
The previous notice was given to the company on
7/December/2016
The previous notice was dated
7/December/2016
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the
company or scheme, are as follows:
Class of securities (4)
Ordinary Shares
Previous notice
Present notice
Person’s votes
Voting power (5)
Person’s votes
Voting power (5)
13,663,364
12.93%
14,971,644
11.51%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of
the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are
as follows:
Date of
change
9 June
2017
Person whose
relevant interest
changed
Grandlodge
Pty Ltd
Nature of change (6)
Partisipation
in the NASDAQ
IPO Acquisition of
32,707 ADRs (1
ADR = 40
ordinary
shares)
Consideration given in
relation to change (7)
USD $327,070
Class and number
of securities
affected
Person's votes
affected
Ordinary
Shares
1,308,280
Ordinary
Shares
1,308,280
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of
relevant
interest
Registered holder
of securities
Person entitled to be
registered as holder
(8)
Nature of relevant
interest (6)
Class and number
of securities
Grandlodge
Pty Ltd
Grandlodge
Pty Ltd
Grandlodge Pty
Ltd
Shareholder
Ordinary
Shares
9,334,254
Person's votes
9,334,254
604
Grandlodge
Pty Ltd
Advanced
Clinical
Systems
International
Pty Ltd
Advanced
Clinical
Systems
International
Pty Ltd
Grandlodge
Pty Ltd
Mr Peter
Anastasiou &
Mrs Kristine
Patricia
Anastasiou
(Anastasiou
Super Fund
A/C)
Mr Peter
Anastasiou &
Mrs Kristine
Patricia
Anastasiou
(Anastasiou
Super Fund
A/C)
Grandlodge
Pty Ltd
HSBC Custody
Nominees
HSBC Custody
Nominees
Shareholder
Ordinary
Shares
1,421,874
Shareholder
Ordinary
Shares
2,907,236
Shareholder
Ordinary
Shares
1,308,280
Page 2 of 3 15 July 2001
1,421,874
2,907,236
1,308,280
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
N/A
N/A
6. Addresses
The addresses of persons named in this form are as follows:
Name
Address
All
Unit 10, 25-37 Chapman Street, Blackburn North, VIC. 3130
Signature
print name
Mr. Peter Anastasiou
sign here
capacity
Director
date
20/June/ 2017
DIRECTIONS
(1)
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the
manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of
persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group,
with the names and addresses of members is clearly set out in paragraph 6 of the form.
(2)
See the definition of "associate" in section 9 of the Corporations Act 2001.
(3)
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4)
The voting shares of a company constitute one class unless divided into separate classes.
(5)
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6)
Include details of:
(a)
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4)
applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and
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Page 3 of 3 15 July 2001
accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this
contract, scheme or arrangement; and
(b)
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or
disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification
applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7)
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired
has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the
happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation
to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8)
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write
"unknown".
(9)
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
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